KUDOS PHARMACEUTICALS LIMITED & ORS. vs NATCO PHARMA LIMITED
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* IN THE HIGH COURT OF DELHI AT NEW DELHI
Reserved on: 3 July 2023
Pronounced on: 1 March 2024
+ CS(COMM) 29/2023, I.A. 907/2023
KUDOS PHARMACEUTICALS LIMITED & ORS.
….. Plaintiffs
Through: Mr. Praveen Anand, Ms.Vaishali Mittal, Mr.Siddhant Chamola, Ms.Pallavi Bhatnagar, Mr.Hersh Desai and Mr.Shivang Sharma, Advs.
versus
NATCO PHARMA LIMITED ….. Defendant
Through: Mr. J. Sai Deepak, Mr. G. Natraj, Ms. Harshita Agarwal and Ms. Varsha Jhavar, Advs.
+ C.O.(COMM.IPD-PAT) 1/2023, I.A. 153/2023
NATCO PHARMA LIMITED ….. Plaintiff
Through: Mr. J. Sai Deepak, Mr. G. Natraj, Ms. Harshita Agarwal and Ms. Varsha Jhavar, Advs.
versus
KUDOS PHARMACEUTICALS LIMITED & ANR.
….. Defendants
Through: Mr. Praveen Anand, Ms.Vaishali Mittal, Mr.Siddhant Chamola, Ms.Pallavi Bhatnagar, Mr.Hersh Desai and Mr.Shivang Sharma, Advs. for D-1
Mr. Piyush Beriwal, Adv. for D-2
CORAM:
HON’BLE MR. JUSTICE C. HARI SHANKAR
J U D G M E N T
%
I.A. 907/2023 in CS(COMM) 29/2023
1. Kudos Pharmaceuticals Ltd. (Kudos hereinafter) is the registered proprietor of Indian Patent IN 228720 (IN 720) (hereinafter referred to as the suit patent), issued on 12 March 2004 for a period of 20 years. The patent certificate was granted for an invention entitled Phthalazinone derivative.
2. Claim I of the suit patent read thus:
1. A Phthalazione derivative of the following formula.
Or isomers, salts or solvates thereof.
3. The application for grant of Suit Patent was filed in India on 31 August 2005 with a priority date of 12 March 2003. It was granted by the Indian Patent Office (IPO) on 10 February 2009.
4. There has been no pre-grant or post-grant opposition to the suit patent. It is only after the present suit was filed that the defendant Natco Pharma Limited (Natco hereinafter) filed CO (COMM.IPD-PAT) 1/2023 under Section 64(1)1 of the Patents Act, 1970 (1970), seeking revocation of the suit patent.
5. The compound claimed in Claim I of the suit patent has been assigned the IUPAC name Olaparib.
6. There is no dispute that, even while the suit patent continues to remain alive and subsisting, Natco has manufactured and sold its own generic version of Olaparib under the brand name BRACANAT.
7. This, contends Kudos, amounts to infringement of the suit patent. Kudos has, therefore, instituted the present suit before this Court seeking a decree of permanent injunction, restraining Natco from manufacturing or selling or otherwise dealing with any product with Olaparib, either under the brand name BRACANAT or otherwise.
8. Olaparib, it may be noted, is an oral poly (ADP- ribose) polymerase (PARP) inhibitor, used for treating various forms of cancer. It is stated that, by inhibiting PARP, Olaparib preferentially kills cancer cells. The mechanics by which Olaparib acts as an anti-cancer drug are not of particular significance, insofar as the present decision is concerned.
9. Along with the suit, the plaintiff has filed IA 907/2023 under Order XXXIX Rules 1 and 2 of the Code of Civil Procedure, 1908 (CPC), seeking an interlocutory injunction restraining the defendants from manufacturing or selling Olaparib, under any brand name, pending disposal of the present suit.
10. This judgment disposes of the said IA 907 of 2023 and I.A. 153/2023 in C.O.(COMM.IPD-PAT) 1/2023.
A prefatory note
11. In para 15 of the report in Astrazeneca v. Intas2, the Division Bench of this Court has entered the following cautionary note, in the matter of passing of interlocutory orders in intellectual property matters:
15. Supreme Court, in order dated 16th August, 2017 in Civil Appeal No. 18892/2017 titled AZ Tech (India) v. Intex Technologies (India) Limited, commented on the disturbing trend, of the orders of disposal of applications for interim relief in Intellectual Property Rights matters governing parties for a long time, with exhaustive judgments, virtually on merits of the suit, being written and expressed the need for addressing the said malady. In fact, suo moto Writ Petition (Civil) No. 8/2017 titled Re : Case Management of Original Suits, was initiated in pursuance to the said order and in which proceedings this Court informed the Supreme Court of the remedial measures being taken.
12. More recently, the Supreme Court, in Pernod Ricard India Pvt. Ltd. v. United Spirits Ltd3, echoed the above sentiment in the following words:
At the insistence of counsel for the petitioner, we clarify that it is well settled proposition of law that decisions on interlocutory applications are only made to protect rival interests pending suit. Somehow the interim applications itself are treated as final decision but it is not so. In all such cases, interim arrangements should be made and the trial should proceed rather than to spend time only on interlocutory applications. That protects the petitioner against the apprehension that the impugned judgment may be cited in other Court qua petitioners cases of a similar nature.
13. The present order is passed on an interlocutory application under Order XXXIX of the CPC. All that the Court has to see, therefore, is whether there is a prima facie case in favour of the plaintiff, whether the refusal of interim relief would result in irreparable loss to the plaintiff, and which way the balance of convenience would lie. A threadbare analysis of the entire dispute, and findings which partake of a final expression of opinion on all issues in controversy, is neither justified, nor even appropriate, at this stage.
14. Arguments in this case extended over several days. Written submissions have also been tendered by both sides, with the submissions of the plaintiff extending to 53 pages. If I were to return findings on every issue argued, and on every plea urged, hardly anything would survive for consideration in the suit.
15. The attempt is, therefore, to ensure that this order conforms to the discipline of Order XXXIX of the CPC.
Rival Contentions
16. I have heard Mr. Pravin Anand, learned counsel for Kudos, and Mr. J. Sai Deepak, learned counsel for the Natco at exhaustive length.
Submissions of Mr. Pravin Anand
17. Mr. Pravin Anand advanced the following submissions to justify his prayer for interlocutory injunction:
(i) Olaparib is specifically disclosed and claimed in Claim I of the suit patent IN720.
(ii) During the life of the suit patent and till the filing of C.O. (COMM.IPD-PAT) 1/2023, there has been no pre-grant or post-grant opposition to the suit patent, which stands granted in as many as 61 countries.
(iii) The first act of infringement of the suit patent, by Natco, has taken place when the suit patent is in the 19th year of its life. The suit patent is, therefore, an old patent and is, therefore, prima facie entitled to be treated as valid, strong and liable to be enforced against third party infringers.
(iv) Olaparib was also covered by IN 245218 (IN218) registered in favor of the plaintiff which expired on 25 October 2021 titled Substituted Benzyl Phthalazinones.
(v) Claim I in IN720 was as under :
WE CLAIM:
A compound of the formula :
Or an isomer, salt, solvate, chemically protected form, and prodrug thereof, wherein :
A and B together represent an optionally mono-substituted, fused aromatic ring: Rc is -CH2-RL;
RL is phenyl substituted by a substituent selected from the group consisting of :
C3-20 heterocyclyl; esler; amido; ureido; sulfonamino; and acyloxy and optionally further substituted; and
RN is hydrogen.
This is a Markush claim which covers, depending on the selected substitutions from the suggested substitutions provided in the claim, a large number of compounds worked out in the written submission of the plaintiff as in the range of 93600 million. This figure is not disputed by Natco. One among these is Olaparib.
(vi) Thus, IN218 neither claims nor discloses Olaparib. Olaparib is merely one of the millions of compounds which fall within the broad Markush coverage of Claim I in IN218.
(vii) The specifications in IN218 do not contain the necessary teaching to guide a person skilled in the art to synthesize Olaparib.
(viii) Natco is admittedly manufacturing and selling Olaparib. Olaparib is specifically disclosed and claimed in the suit patent IN720. The fact that Natco is infringing the suit patent, therefore, stands admitted.
(ix) Natco has not cleared the way before infringing the suit patent. It has not filed any pre or post grant opposition to the suit patent. C.O. (COMM.) IPD-PAT 1/2023 has also been filed by Natco only after the present suit was instituted by Kudos. The very fact that Natco chose to launch its own generic version of Olaparib, admittedly infringing the suit patent, without, in the first instance, clearing the way, entitles Kudos to interlocutory injunction.
(x) Clearing the way, moreover, would require Natco not to just to file a revocation petition challenging the suit patent, but also to succeed in its challenge. For the proposition that the very act of infringing of the suit patent without Natco having first clear the way entitles Kudos to an interim injunction, Mr. Anand relies on para 87 of the report in Merck Sharp and Dohme Corporation v. Glenmark Pharmaceuticals4 passed by the Division Bench of this Court, the decision of the UK High Court Actavis v. Lilly5 and on the decision of the UK Court of Appeal in Novartis AG v. Hospira6.
(xi) While it is true that, to justifiably oppose a prayer for interim injunction, the defendant in a patent infringement suit is only required to set up a credible challenge to the validity of the suit patent, it cannot be said that Natco has set up such a challenge.
(xii) In F. Hoffman La Roche v. Cipla Ltd7 and Intex Technologies (India) Ltd. v. Telefonaktiebolaget L.M. Ericsson8, a credible challenge has been identified as one which is strong, and which is not fanciful or moonshine. In assessing whether a challenge is credible, the Division Bench in both these decisions has held that the fact that the inventor had been granted a patent for his invention after thorough scrutiny by the Indian Patent Office was a relevant factor which had to be accorded due weightage.
(xiii) The fact that no pre-grant or post-grant opposition had been filed to the suit patent, till Natco decided to file a revocation petition in the 19th year of the life of the suit patent is also a recognition of the validity of the suit patent and a factor which entitles Kudos to interim injunction, applying the law laid down by the House of Lords in American Cyanamide v. Ethicon Ltd9.
(xiv) On the erroneous presumption that coverage implies disclosure, Natco was seeking to incorrectly contend that Olaparib stood disclosed in IN218. In actual fact, coverage and disclosure are distinct and different concepts. Coverage does not imply disclosure. The fact that coverage and disclosure are different and distinct stand acknowledged by the Supreme Court in its judgment in Novartis AG v. UOI10 as well as by the Division Bench of Court in para 11.18.7 of its decision in FMC Corporation v. Natco Pharma Ltd.11 and by this Bench in Novartis AG v. Natco Pharma Ltd12.
(xv) Disclosure of a chemical compound in a patent is done only through an individual identification of that compound in the patent document by its chemical name, chemical structure, chemical formula, IUPAC name etc. Reliance is placed, for this purpose, on paras 283 and 329 of the judgment of the Federal Court of Australia in Eli-Lilly and Co. Ltd. v. Apotex Pty Ltd.13
(xvi) In FMC-I, the Division Bench held that disclosure of a compound in a genes patent cannot be presumed.
(xvii) The Supreme Court, in its judgment in Biswanath Prasad v. Hindustan Metal Industries14 and the US Court of Appeals in Fujikawa v. Wattanasin15 hold that the issue of disclosure of a patent in specifications is a question of fact, which has to be proved by clear and convincing evidence.
(xviii) There is a difference between coverage and claiming. The fact that Olaparib is covered under the overall Markush claim in IN218 does not result in Olaparib being vulnerable to invalidity on the ground of prior claiming.
(xix) In order for a claim in a patent to be invalided on the ground of prior claiming, the invention in the two claims must be identical. The Markush Claim I in IN218 is clearly different from Claim I in the suit patent which specifically claims and discloses Olaparib. This has been sought to be demonstrated thus:
In the genus patent IN218, though millions of compounds could be synthesized from the Markush Claim I, only 265 compounds were exemplified, and Olaparib was not one amongst them. In order for a claim in a species patent to be invalidated on the ground of prior claim in the genus patent, the disclosure in the genus patent must be enabling; in other words, it must enable a person skilled in the art to arrive at the species patent from the teachings which it provides. Reliance is placed, for this purpose, on The General Tire and Rubber Co. Ltd. v. Firestone Tyre and Rubber Co. Ltd.16
(xx) There can be no question of double patenting or prior claiming where the scope of earlier and later patent is different.
(xxi) In order to support his contention that the mere coverage of the claim in the species patent, in the overall Markush structure in the genus patent does not invalidate the species patent on the ground of prior claiming, Mr. Anand relies on para 63.2 to 63.6 of Novartis-I, paras 12.5, 12.7 & 12.18 of the judgment of this Bench in FMC Corporation v. Best Crop Science LLP17 and paras 191, 192 and 195 of Novartis AG v. Natco Pharma Ltd.18, paras 10.5 to 10.8 of Astrazeneca v. Torrent19 and paras 26 to 30 of the Judgment of the UK Court of Appeal in Dr. Reddys Laboratories (UK) Ltd. v. Eli Lilly and Co. Ltd20.
(xxii) If Natcos submissions were to be accepted, it would invalidate all selection patents, which are recognized in this country. Natco was seeking to contend that all species patents were patents of addition under Section 3421 and had, therefore, necessarily to terminate with the genus patent. This was a seriously flawed submission, and went against the well-recognized theory of selection patents. Selection patents were valid subject to their satisfying the three factor test, postulated in Re. I.G. Farbenindustrie A.G.s Patents22, followed by this Court in its decision in FMC-I.
(xxiii) The suit patent could not be treated as a patent of addition under Section 5423 of the Patents Act, as was sought to be contended by Natco. A patent of addition was filed with respect to minor improvements over an invention described or disclosed in an earlier patent. Olaparib is neither described nor disclosed in the genus patent IN218. Moreover, Olaparib was not a mere improvement over the genus patent but constitutes an entirely new invention.
(xxiv) The reliance on Section 53(4)24 of the Patents Act, by Natco is also misplaced. Natco was seeking to contend that, by operation of Section 53(4), the expiry of the genus patent IN218 resulted ipso facto in falling, into the public domain all subject matter covered by the genus patent even if it was neither claimed nor disclosed in it. This was a fundamentally misplaced submission. The protection available under Section 53(4) was as much available to the species patents as to the genus patent. It is well-settled that multiple patents can cover the same product. In such a case, the expiry of genus patent does not result automatically into expiry of the species patents or evisceration of the protection available under Section 53(4) to the species patent.
(xxv) This was clear from the expression notwithstanding anything contained in any other law for the time being in force, with which Section 53(4) commences. The Patents Act could not be treated as other law for the purposes of Section 53(4). While, therefore, Section 53(4) had supervening application over other laws, it was nonetheless subject to the Patents Act and, especially, to Sections 19, 91(1) and 141 (1) thereof. Reliance was placed, for the interpretation any other law on the judgment of the Supreme Court in P. Virudhachalam v. Management of Lotus Mills25 . The correct interpretation to be placed on Section 53 (4) was, therefore, that all compounds disclosed by the genus patent would be open to the public upon its expiry. Inasmuch as Olaparib was not specifically disclosed in the genus patent IN218, the expiry of IN218 did not render Olaparib available in the public domain for anyone to exploit.
(xxvi) A plea that Olaparib was disclosed in the Russian Genus Patent RU865 was also incorrect. Natco was seeking to contend that RU865 which was the Russian equivalent to IN218 also claimed a medicament used to treat cancer via PARP inhibition. The reliance on RU865 was, however, misplaced as RU865 did not disclose that any drug, let alone Olaparib, commercially emerged from RU865.
(xxvii) Natco had sought to rely on the Form 27s filed by Kudos, for the genus patent IN218 and the species patent IN720. The filing of Form 27 did not amount to any kind of admission that Olaparib was specifically disclosed in both the patents. One product can conceivably be covered by several patents and several patents could cover a single commercial product. This position stands statutorily recognized by Sections 3(d), 19, 88(3), 91 and 141 of the Patents Act. The amended form 27 requires all patentees to file a single Form 27 for multiple patents, provided all patents are related or worked through one product. As such, the fact that one Form 27 had been filed both for species patent IN720 and genus patent IN218 did not constitute any admission that both disclosed Olaparib. They were merely related patents, as genie and species patents respectively.
(xxviii) Similarly, the Patent Term Extension (PTE) application filed by Kudos in respect of Australian Patent AU 2001295789 (AU789) which corresponded to the Indian genus Patent IN218 was completely irrelevant and did not constitute any admission that Olaparib was disclosed in the genus patent. The Patents Act in Australia provides PTEs to account for delay which could occur when obtaining regulatory approvals for pharmaceuticals. Reliance has been placed, in this context, on Sections 70 to 79A of the Australian Patents Act 1990. The above legal position stands exposited by this Court in paras 67, 67.1 and 67.2 of its judgment in Novartis-I.
(xxix) In PCT application WO 2021/224381 of Kudos, there was an inadvertent statement that Olaparib was disclosed in WO976, which corresponded to the genus patent IN218. Immediate corrective steps had been taken by Kudos to rectify this error and it now stands clarified that Olaparib was described in WO976, which corresponds to IN720, the species patent. That this was an error is also manifested from the fact that Kudos applied for several other patents related to Olaparib, referring to WO976 as the patent which described Olaparib. Specific instances in this regard have been provided.
(xxx) The challenge to the validity of the suit patent IN720 on the ground that it suffered from insufficiency of disclosure under Section 64(1)(h) was not one which could be examined by the court at an interlocutory stage. It was a question of fact, not a question of law, and would have to be decided only once evidence was led and Kudos was granted an opportunity to cross examine its witnesses. Reliance is placed, for this purpose, on the judgment of this Court in Communication Components Antenna Inc v. Mobi Antenna Technologies (Shenzen) Co. Ltd.26 and on Terrell on the Law of Patents.
(xxxi) Natcos reliance on Section 8(2) to the Patents Act, vis-à-vis the omission on Kudos part to reveal details of the Patent Applications filed before the Japanese Patent Office (JPO), corresponding to the suit patent IN720 during the time of prosecution of the application resulting in its grant, before the Indian Patent office, was also unsustainable. Reliance has been placed, in this context, on a letter written to Kudos by its Agent on 14 December 2007, informing Kudos of the Section 8 objection raised by the IPO and requesting Kudos to supply the search and examination report for corresponding patent applications filed in the US and Europe. Such an inadvertent, unintentional error would not amount to violation of Section 8(2) so as to disentitle the patentee to interlocutory relief. Reliance has been placed, in this context, on paras 27 and 28 of the judgment of the Division Bench of this Court in Sukesh Bahl v. K. Philips Electronics27 and paras 123 to 125 of F. Hoffman La Roche Ltd v. Cipla Ltd28. In any case the Kudos stood to gain nothing by suppressing the patent applications filed before the Japanese Patent Office (JPO), as both applications had been granted.
(xxxii) Natcos contention that the suit patent IN720 suffered from lack of inventive step, as it had not demonstrated any technical advance of Olaparib over prior art, was contrary to the very words of Section 2(1) (ja) of the Patents Act, which defined inventive step as meaning a feature of an invention that involves technical advance compared to the existing knowledge or having economic significance or both, and that makes the invention not obvious to a person skilled in the art. As such, technical advance over prior art is not a mandatory pre-requisite for an inventive step to be found to be involved in a patent claim. Economic significance of the product related to the claim would also suffice to make out an inventive step. Olaparib definitely possesses economic significance over prior art. It is sold over 90 countries, used for the treatment of multiple tumour types, and is a certified blockbuster drug, with sales revenues of over USD 2.3 billion in 2021. In 2016, the US FDA had granted breakthrough therapy status to Olaparib for treatment of metastatic prostate cancer. The very definition of a therapy as breakthrough indicated that it possessed substantial improvement over existing therapy. Mr. Anand places reliance on literature explaining the concept of a breakthrough therapy.
(xxxiii) It is only if the suit patent were to lack in inventive steps, as envisaged by Section 2(1) (ja), that it could be said to be vulnerable to invalidity on the ground of prior claiming. Inasmuch as Olaparib could not be said to lack in inventive step over prior art, the suit patent was not vulnerable to invalidity for want of obviousness.
(xxxiv) In order to be valid, a claim for patenting an invention was not required to demonstrate superiority of the invention over prior art. All that was required to be shown was that the invention satisfies the test of novelty, non-obviousness and utility.
(xxxv) In view of the fact that the genus patent IN218 did not contain the teaching to lead a person skilled in the art to synthesize Olaparib, as the compound claimed in Claim I of the species patent in IN720, from the Markush formula claimed in Claim I of the genus patent, and it was possible to synthesize Olaparib from the Markush claim in the genus patent only by cherry-picking the substituents from the several suggested substitutions in Claim I, and substituting them on the Markush radicals by employing hindsight reconstruction, it was clear that the Olaparib could not be said to be disclosed, much less claimed, in Claim I of the genus patent IN218.
For all these reasons, among others, Mr. Anand submits that, as the fact of infringement is indisputable, and as Natco has not succeeded in setting up a credible challenge to the suit patent, indicating that it is vulnerable to invalidity, Kudos is entitled to an interlocutory injunction as sought.
18. Inasmuch as the defendant has, undisputedly, manufactured and sold generic Olaparib during the life of the suit patent, the fact of infringement of the suit patent by the defendant, as understood stricto sensu, cannot be disputed either. Mr. Sai Deepak, however, invokes Section 107, read with clauses (a), (d), (e), (f), (j), (k) and (m) of Section 64(1) of the Patents Act to defend the charge of infringement, and the reliefs sought by Kudos on that basis. He also submits that, for defending an allegation of infringement, and successfully opposing a prayer for interlocutory injunction, a defendant is only required to put forward a credible challenge, demonstrating the suit patent to be vulnerable to invalidity on one or the other grounds envisaged by Section 64(1). His submissions, according to him, meet that standard.
19. To save time and space, I propose to decide this application by dealing, seriatim, with the various points of defence raised by Mr. Sai Deepak, vis-à-vis the submissions of Mr. Pravin Anand in that regard. In doing so, aspects which involve detailed examination of facts and which, therefore, would merit an exhaustive analysis after both sides are given an opportunity to lead evidence, are not being addressed, adhering to the discipline of Astrazeneca-I and Pernod Ricard. I shall, however, note the said issues towards the conclusion of this order.
The consideration of credible challenge
20. Mr. Sai Deepak seeks to contend that the defendant is only required to raise a credible challenge to the vulnerability of the suit patent in order to succeed in its defence against infringement.
21. There is no dispute about this legal position.
22. However, it is necessary to understand what credible challenge means. In this context, this court has held, in para 19 of FMC-II, paras 178 and 231 to 233 of Novartis I and para 129 of Novartis II thus:
FMC-II
19. Thus, the challenge, posed by the defendant to the validity of the plaintiff’s patent need not be such as to demonstrate, conclusively, the invalidity thereof. It is sufficient if the defendant is able to make out a case of the suit patent being vulnerable to revocation under the Patents Act. This vulnerability has, however, to be demonstrated by way of a credible challenge. The onus would be on the defendant, therefore, to establish the credibility of the challenge raised by it. The challenge cannot be incredible, fanciful, or moonshine. It must not strain the sinews of acceptability. There can, however, needless to say, be no fixed standard on the basis of which the credibility of the challenge can be assessed. It would be for the Court, in each case, therefore, to ascertain, for itself, whether the challenge raised by the defendant, to the validity of the suit patent, is, or is not, credible.
Novartis I
178. The challenge in this regard must be credible. Credibility indicates that, on the face of the challenge, it must merit favourable consideration. A credible challenge occupies a higher pedestal than a challenge, which is merely worthy of consideration.
xxxxx
231. Before closing the discussion, I wish to enter a final observation. There appears, prima facie, to me, to be a fundamental misconception relating the concepts of a credible challenge and of vulnerability. The submissions advanced by the defendant seem to have been predicated on the premise that the slightest shadow of doubt, which could be cast on the suit patent, was sufficient to constitute a credible challenge, exposing its vulnerability to revocation. This proposition, according to me, is completely misconceived. Para 28 of the report in Bishwanath Prasad Radheyshyamrecognises the fact that, prior to grant of a patent, especially for a pharmaceutical product, a thorough study is normally undertaken by the Patent Office, regarding the validity of the patent as sought. When an infringer seeks to defend infringement on the ground that the patent that he infringes is invalid, the onus, to prove such invalidity heavily lies on him. This standard has to be met, when applying the principle of credibility. Repeated attempts were made to convince me that any and every ground that the defendant sought to raise, and for which a cast iron response from the plaintiff was not immediately forthcoming, was sufficient to establish vulnerability of the suit patent to revocation. Revocation is a drastic act, and a patent, once granted, cannot be treated as easily vulnerable to revocation. Even if, prima facie, a ground for revocation is made out, as is noted in Merck v. Glenmark, revocation is not automatic, but remains a matter of discretion, for the patent authority. The grant of such discretion is itself a pointer to the legislative intent that, before revoking a patent, the authority is required to satisfy itself, that, all considerations having been mould in mind, revocation is absolutely necessary. Vulnerability to revocation has also to be judged on the same standard. It is only when, judged on that standard, a credible challenge to the validity of the patent as vulnerable to revocation is made out, that an infringer can escape the consequences of infringement. The standard is, therefore, high, rather than low.
232. This would especially be so in a situation, as in the present case, the infringer never choose to challenge the suit patent either at pre-grant or at post-grant stage, by filing oppositions. The defendants have not, therefore, cleared the way, before exploiting the suit patent. Mr. Sai Deepak sought to contend that, by deferring the release of their Eltrombopag Olamine, till the expiry of the term of IN 176, the defendants had sufficiently cleared the way. Mr. Hemant Singh has disputed this contention, and I confess that I agree with him. IN 161 was granted as far back as on 27th March, 2009. It has remained in force for 12 years. The defendants have neither chosen to launch any pre-grant or post-grant, opposition to IN 161. Nor have they filed any proceedings before the patent office or the IPAB, to cancel or suspend the registration granted to IN 161. Rather, even while IN 161 continues to remain valid, the defendants have, without blinking an eyelid, sought to exploit the subject matter of the said patent, i.e. EO. That they have done so with the full awareness that EO is specifically claimed in IN 161, is not disputed. Clearly, therefore, the defendants have, by their attitude, as well as by failing to clear the way before exploiting the suit patent, IN 161, exposed themselves to an interlocutory injunction.
233. It is only when they have been caught in the act, as it were, that the infringer defendants, unable to dispute the charge of infringement on facts, seek to question the validity of the suit patent. While Section 64, undoubtedly, allow them to do so, the challenge has to be credible, not incredible. The defendants, in the present case, neither launched any pre-grant nor any post-grant, opposition to IN 161. They have not initiated any proceeding before IPAB or any other authority, for revocation, cancellation or removal of the suit patent from the register of patents. In such circumstances, the holder of the suit patent would ordinarily be entitled to an injunction against continued infringement. Absent any prima facie case of vulnerability of the suit patent to revocation on the ground of invalidity, therefore, injunction cannot be refused, once infringement is established.
Novartis II
129. In fact, Natco has, in its submissions, completely glossed over the most important query which it would have to answer, in order to set up even a credible challenge to the validity of the suit patent, vis-à-vis a Markush prior art. The suit patent could be said to be vulnerable to invalidity, vis-à-vis known Markush prior art, only if it is established, cumulatively, that
(i) from the known prior art, it is possible to arrive at the suit patent, by effecting suggested substitutions in the Markush formula claimed in the prior art, from the substitutions suggested therein, and
(ii) the Markush prior art contains the requisite teaching, as would suggest the substitutions which are to be so made in order to arrive at the suit patent.
23. Thus, the onus to establish that the challenge raised by it is credible, is on the respondent. A credible challenge, as Mr. Pravin Anand has correctly submitted, is a challenge which is not incredible, fanciful, or moonshine, and must prima facie be acceptable. On its face, the challenge must merit favorable consideration. It is not enough for the defendant to raise a challenge which is worthy of consideration. The challenge must be more than that; it must partake of the character of prima facie acceptability. credibility, even by itself, connotes a fairly high standard. In examining whether the challenge raised is credible, a relevant consideration is the fact that the Patent Office has, after a thorough study, found the patent to be valid and capable of being granted. In Merck, the Division Bench of this Court held that, even if a ground for revocation of a granted patent was made out, revocation was not an inevitable sequitur, but that the patent authority retained discretion in that regard. The same standard has to be adopted while examining vulnerability to revocation. The standard of credibility is, therefore, a high standard, not a low standard, as is commonly understood.
II. The decision in Astrazeneca-I
24. Mr. Sai Deepak laid great stress on the decision in Astrazeneca-I. According to him, the view taken by this Bench in FMC-II, Novartis-I and Novartis-II can no longer be followed after the decision of the Division Bench in Astrazeneca-I. As against this, Mr. Pravin Anand points out that, when the judgment of this Bench in FMC-II was cited before the Division Bench in Astrazeneca-I, the Division Bench did not overrule the decision, but only distinguished it on the ground that, in FMC-II, only the specie patent was asserted by the plaintiff whereas, in Astrazeneca-I, both genus and specie patent were asserted.
25. Mr. Sai Deepak submits that the observation that, in FMC-II, the specie patent alone was asserted, whereas, in Astrazeneca-I, both genus and specie patent were asserted, was merely a closing observation of the Division Bench in Astrazeneca-I, and to accord that closing observation pre-eminence over all other findings of the Division Bench would be a lopsided approach. He submits that the closing observation regarding the judgment of this Bench in FMC-II does not dilute the rigour of the rest of the judgment in Astrazeneca-I, or take away its precedential value. The findings in the decision, he submit, apply on all fours to the facts at hand, and are directly contrary to the view expressed by this Bench in FMC-II, Novartis-I and Novartis-II. All those findings cannot, he submit, be overlooked merely because of the closing observation differentiating the decision in FMC-II from the facts which were before the Division Bench.
Effect of reference, in Astrazeneca-I, to the decision in FMC-II
26. In so submitting, Mr. Sai Deepak overlooks the fact that, had the Division Bench felt that the view expressed by this Bench in FMC-II was wrong, the easiest thing would have to be to overrule it. Indeed, that would be the only natural course of action which the Division Bench would ordinarily have followed. The Division Bench did not, however, do so, and it would, therefore, be overreaching the decision of the Division Bench if one were to read Astrazeneca-I as overruling FMC-II. It appears, prima facie, incongruous if an interpreter of a judgment were, in the process of interpreting, to rewrite the judgment as doing what the author of the judgment could have done, but did not choose to do.
27. The Division Bench, therefore, consciously refrained from overruling the view of this Bench in FMC-II. The words used by the Division Bench are of stellar significance. The Division Bench observes:
51. The counsel for the appellants/plaintiffs, on 12th July, 2021 mentioned the matter, to draw attention to judgment dated 7th July, 2021 in applications for interim relief in CS(COMM) No. 69/2021 and CS(COMM) No. 661/2019 titled FMC Corporation v. Best Crop Science LLP. In taking the view aforesaid, we have considered the said judgment also, in which infringement of one patent only was claimed.
(Emphasis supplied)
28. Nothing, in my considered opinion, could be plainer. The Division Bench was specifically shown the decision of this Bench in FMC-II. The Division Bench noted that, in arriving at its view, it had also considered the decision of this Bench in FMC-II. After considering the decision of this Bench in FMC-II, the Division Bench propounded the view that it did, and the identifying and distinguishing feature of the judgment of this Bench in FMC-II is, clearly, from the italicised words in para 52 of the report in Astrazeneca-I, the fact that, in FMC-II, only the specie patent was asserted, whereas, in Astrazeneca-I, Astrazeneca asserted both the genie and specie patent, contending that the impugned invention of Intas infringed both patents. It is because of this distinguishing feature that the Division Bench in Astrazeneca-I, without disturbing the decision of this Bench in FMC, held as it did. That much, according to me, is clear from para 52 of Astrazeneca-I.
29. It would, therefore, be folly, according to me, for any hierarchically subordinate Court, or Bench, to interpret the decision of the Division Bench in Astrazeneca-I as overruling FMC-II, or even as disapproving the view expressed therein.
Assuming Mr Sai Deepaks contention to be correct Discussion in main body of the decision in Astrazeneca-I
30. Even if one were to go along with Mr. Sai Deepaks submission, and advert to the body of the Astrazeneca-I decision, one finds that the Division Bench has proceeded almost entirely on the consideration that Astrazeneca had, in its suit, asserted both the genus and the specie patents. It is helpful, in this context, to vivisect the Astrazeneca-I decision into its individual components, as that would help a great deal in understanding what the Division Bench went on to hold. For this purpose, the para numbers to which I allude are the para numbers of the report in the SCC OnLine journal.
31. Astrazeneca, in its suit, asserted two patents; IN 205147 (IN 147) and IN 235625 (IN625). On the basis thereof, Astrazeneca sought an injunction against Intas manufacturing or otherwise dealing in Dapagliflozin (DAPA). The facts of the case are not of much significance, and are contained in paras 1 to 14 of the report.
32. The Division Bench proceeds, in para 16 of the report, to enumerate the contentions of learned Counsel for Astrazeneca. Thereafter, paras 17 to 21, the Division Bench observes thus:
17. Though ordinarily we would have recorded the arguments of the counsels for the respondent(s)/defendant(s) also but need therefor is not felt in the facts of the present case since during the hearing itself, we entertained doubts/reservations as spelled out herein below, and which doubts inter alia also form the defence of the respondent(s)/defendant(s).
18. Our doubts stemmed from, the appellants/plaintiffs averring and pleading manufacture and sale by the respondent(s)/defendant(s) of DAPA to be in infringement of two patents i.e. IN 147 and IN 625. It was felt, that if DAPA was not disclosed and/or known at the time of seeking patent IN 147 or US equivalent thereof and was invented only subsequently and patent thereof obtained in IN 625 or US equivalent thereof, there could be no infringement by respondent(s)/defendant(s) of IN 147 by manufacturing and/or selling DAPA. Conversely, once the appellants/plaintiffs claimed infringement of IN 147 also, it necessarily followed that DAPA was subject matter thereof and once it was the subject matter thereof, how it could be the subject matter of subsequent patent IN 625.
19. It was thus enquired from the counsel for the appellants/plaintiffs, that if the patent IN 147 was/is not of DAPA, how could the appellants/plaintiffs in the suits from which these appeals arise, claim infringement by the respondent(s)/defendant(s) of IN 147 also, by manufacturing DAPA. It was further enquired, whether not from the factum of the appellants/plaintiffs, in the suits from which these appeals arise, having claimed infringement by the respondent(s)/defendant(s) of both, IN 147 as well as IN 625, the appellants/plaintiffs are deemed to have admitted DAPA as the subject matter of both, IN 147 and IN 625.
20. We, at this stage, spell out the thought process behind the aforesaid query.
21. In our opinion, with respect to one invention, there can be only one patent. The appellants/plaintiffs herein however, while claiming one invention only i.e. DAPA, are claiming two patents with respect thereto, with infringement of both, by the respondent(s)/defendant(s). The same alone, in our view, strikes at the very root of the claim of the appellants/plaintiffs and disentitles the appellants/plaintiffs from any interim relief.
(Emphasis supplied)
33. Paras 25 to 28, 31, 32, 36, 43 and 45 of the report proceed to observe thus:
25. With invention, as defined in the statute, forming the core of a patent and the appellants/plaintiffs in their suits having claimed only one invention i.e. DAPA, as subject matter of both the patents, we wondered whether there could be two patents with respect to the same invention and proceeded to examine the two patents, to decipher the invention claimed in each.
26. IN 147 sets out the field of invention as under:
The present invention relates to C-aryl glucosides which are inhibitors of sodium dependent glucose transporters found in the intestine and kidney (SGLT2) and to a method for treating diabetes, especially type II diabetes, as well as hyperglycemia, hyperinsulinemia, obesity, hypertriglyceridemia, Syndrome X, diabetic complications, atherosclerosis and related diseases, employing such C-aryl glucosides alone or in combination with one, two or more other type antidiabetic agent and/or one, two or more other type therapeutic agents such as hypolipidemic agents.
27. IN 625 sets out the field of invention as under:
The present invention relates to C-aryl glucosides which are inhibitors of sodium dependent glucose transporters found in the intestine and kidney (SGLT2) and to a method for treating diabetes, especially type II diabetes, as well as hyperglycemia, hyperinsulinemia, obesity, hypertriglyceridemia, Syndrome X, diabetic complications, atherosclerosis and related diseases, employing such C-aryl glucosides alone or in combination with one, two or more other type antidiabetic agent and/or one, two or more other type therapeutic agents such as hypolipidemic agents.
28. As would immediately be obvious from above, there is complete identity, without any difference whatsoever, between the field of invention as set out in the two patents i.e. IN 147 and IN 625. For IN 625 to be with respect to a new product involving an inventive step i.e. a feature involving a technical advance as compared to existing knowledge including of IN 147 or having economic significance and which was not anticipated by earlier publication or use including of IN 147, to say the least, we expected the description of the field of invention in IN 625 to describe the technical advancement and/or the difference in efficacy, from that in IN 147.
*****
31. The Patents Act, though protects the rights and interests of inventors, but for a limited period, whereafter the monopoly of the patentee ceases and comes to an end and the invention with respect to which patent was granted, falls in public domain i.e. open for all to practice and reap benefit of. A patent, vide Section 48 of the Act, confers a right on the patentee of a product patent, as DAPA is, to, during the life of the patent, prevent others from making, using, offering for sale, selling or importing, the new product with respect whereto patent is granted. The life of a patent is limited, whereafter, notwithstanding the new product having been invented by the patentee, patentee no longer has exclusive right to make, use or offer for sale the same and anyone else interested can also make, use or offer for sale the said new product invented by the patentee, without any interference from the patentee. If patents with respect to the same invention can be granted more than once, successively in time, the same will negate the legislative intent of limiting the life of the patent and enable the patentee to prevent others from making, using or offering for sale, the new product invented by the patentee, till the time patentee successively keeps on obtaining patent therefor.
32. As far as the arguments of the counsel for the appellants/plaintiffs, of DAPA being only covered and not disclosed in IN 147 and being disclosed for the first time in IN 625, and of DAPA being not obvious from and capable of being anticipated from IN 147 are concerned, we are also of the opinion that once the appellants/plaintiffs, in the plaints in their suits claimed the action of the respondent(s)/defendant(s) of manufacturing medicines having DAPA as their ingredient to be an infringement of both IN 147 and IN 625, the appellants/plaintiffs are deemed to have admitted DAPA to be the invention subject matter of both, IN 147 and IN 625. Without DAPA being disclosed in IN 147, there could be no patent with respect to DAPA in IN 147 and which was being infringed by the respondent(s)/defendant(s) by manufacturing drugs/medicines with DAPA as ingredient.
*****
36. From the aforesaid provisions it follows, that from IN 147 and/or US equivalent thereof, the invention as described therein could be worked by anyone, save for the exclusivity for the term thereof in favour of the appellants/plaintiffs. However the claim of the appellants/plaintiffs is, that DAPA was not disclosed in the specifications of IN 147 but 80 other compounds were disclosed. However if that were to be the case, it being not the case of the appellants/plaintiffs that the respondent(s)/defendant(s) were manufacturing any of the said 80 compounds, the appellants/plaintiffs, for manufacture by respondent(s)/defendant(s) of DAPA, cannot claim infringement of IN 147 and could have claimed infringement only of IN 625 in which DAPA was disclosed.
*****
43. However, under the Indian regime, patent is to be sought and granted with respect to a new product or process. Product is not defined in the Act. The said word is thus deemed to have been used in the Act, as commonly understood. Product is understood as something that is made to be sold, usually something that is produced by an industrial process or, less commonly, something that is grown or obtained through farming. However, the arguments of the appellants/plaintiffs before us make out IN 147 to be a discovery/invention of a group of formulations, which was capable, with further research, of acting as a drug/medicine for inhibiting re-absorption of sugar in kidneys. The appellants/plaintiffs, on the basis thereof could not have manufactured any drug/medicine and have not pleaded any drug/medicine manufactured post IN 147 and thus it prima facie appears, could not have restrained any other person who discovered DAPA, even if from IN 147. In fact we wondered, why the appellants/plaintiffs have pleaded and claimed infringement by the respondent(s)/defendant(s) of both, IN 147 and IN 625. Though in response to our query aforesaid, we expected the appellants/plaintiffs to confine their claim for infringement to IN 625 only but the appellants/plaintiffs stuck to their stand of the respondent(s)/defendant(s) being also in infringement of IN 147. It is obvious therefrom that the appellants/plaintiffs have no legs to stand on, by claiming infringement of IN 625 only, without also claiming infringement of IN 147. However, as held in the impugned judgment/order dated 2nd November, 2020, the question of the respondent(s)/defendant(s), by working DAPA, infringing IN 147 could arise only if DAPA was disclosed in IN 147. If DAPA was disclosed in IN 147, even if better disclosed in IN 625, cannot enjoy two rounds of 20 years of protection, when the legislative policy is to grant protection for a period of one term of 20 years only.
*****
45. We, at least at this stage are unable to, in the face of the aforesaid pleadings of the appellants/plaintiffs themselves, find any difference between IN 147 and IN 625. The appellants/plaintiffs themselves are found to be pleading DAPA to have been disclosed generally in IN 147 and specifically in IN 625. In the face of the said pleading, no case for injuncting the respondent(s)/defendant(s) during the pendency of the suits is made out. As aforesaid, we entertain doubt as to the very basis of the claim of the appellants/plaintiffs, as noted in the judgment/order dated 2nd November, 2020 identifying the key question in the dispute to be whether the compound-in-issue i.e. Dapagliflozin [in short DAPA] which, according to the plaintiffs, is covered in IN 147 stands disclosed both, in law as well as on facts.
34. In the face of the afore-extracted passages, it would be facile to even suggest that the simultaneous assertion, by Astrazeneca, of the genus patent IN147 and the species patent IN625, resulting in the allegation that the manufacture and sale, by Intas, of dapagliflozin infringed both the genus and the species patents, did not play a predominant role in the Division Bench holding as it did. In para 18, the Division Bench holds that, by simultaneously claiming infringement of the genus and the species patent, Astrazeneca had admitted that DAPA was the subject matter of both patents. In para 21, it is observed, even more significantly, that Astrazeneca was claiming two patents…with infringement of both. This act of Astrazeneca in claiming both the genus and the species patent through DAPA, and alleging infringement of both patents by Intas, was found by the Division Bench to strike at the very root of the claim of Astrazeneca, disentitling it to any interim relief. The simultaneous assertion by Astrazeneca of the genus and the species patent, and the consequent allegation that the manufacturer of DAPA by Intas had infringed both patents, was found by the Division Bench, in para 32 of the report, to amount to a deemed admission, by Astrazeneca, that DAPA was the invention subject matter of both the genus and the species patents. By thus claiming the manufacture and sale of DAPA by Intas as infringing the genus and the species patents, the Division Bench observed that Astrazeneca had impliedly acknowledged the disclosure of DAPA in the complete specifications both of the genus and the species patent. Thus, the act of Astrazeneca, in alleging the manufacture and sale of DAPA by Intas to be infringing the genus as well as the species patent, was found to foreclose Astrazeneca from maintaining any stand that the genus patent did not disclose DAPA.
35. This position is even more prominently underscored in para 36 of the report, in which the Division Bench holds that if the case of Astrazeneca were that DAPA was not disclosed in the genus patent, though 80 other compounds were disclosed, DAPA could not have blamed the manufacture and sale of DAPA by Intas, to be infringing the genus patent IN147. Para 39 of the report again emphasizes the view of the Division Bench, that, if the genus patent IN147 did not disclose DAPA, AstraZeneca could not have claimed the manufacture and sale of DAPA by Intas to be infringing IN147. The concluding observation in para 39 specifically holds that the act of Astrazeneca in pleading infringement of the genus patent IN147 as well as the species patent IN625 had, at least at the interlocutory stage, to be treated as an admission, by Astrazeneca, of DAPA being a known substance, while obtaining the genus patent.
36. Para 43 of the report gives voice to the concern, of the Division Bench, as to why Astrazeneca had pleaded and claimed infringement, by Intas, of both the genus and the species patents. Significantly, the paragraph goes on to observe that, when the Division Bench had queried Astrazeneca in that regard, it was expected that Astrazeneca would confine their claim of infringement only to the species patent which is what Kudos has done in the present case. The obvious sequitur is that, had Astrazeneca restricted its claim of infringement to the species patent, instead of alleging infringement of the genus and species patent both, the outcome of the judgment would have been different. The submission of Mr. Sai Deepak that the ultimate decision in Astrazeneca-I would not be different even if Astrazeneca had asserted only the species patent, instead of asserting genus and species patents both, is, therefore, clearly unsustainable, in the light of the observations in para 43 of Astrazeneca-I.
37. The insistence, by Astrazeneca, to continue to plead infringement by Intas, of the genus patent IN147 as well as the species patent IN625 was found to be defeating the case that Astrazeneca was seeking to set up.
38. Practically, the entire reasoning of the Division Bench of this Court in Astrazeneca-I, therefore, revolves around the fact that Astrazeneca was pleading infringement, by DAPA, of the genus patent IN147 as well as the species patent IN625. This assertion of simultaneous infringement of both the genus and the species patents was found to completely defeat the case of Astrazeneca. Perhaps, most significantly, in para 43, the Division Bench observed that Astrazeneca might have had a case, had it restricted its claim of infringement to the species patent, rather than claiming infringement of both the genus and the species patents.
39. In the present case, there is no dispute that Kudos has claimed infringement only of the species patent IN720 and has claimed no infringement of the genus patent IN218. The above observations of the Division Bench in Astrazeneca-I, particularly in conjunction with the manner in which the Division Bench sought to distinguish the judgment of this court in FMC-II, clearly indicates that, in a case where the species patent alone is asserted, and no infringement of the genus patent is pleaded, the decision in FMC-II would continue to hold the field.
40. In fact, far from Astrazeneca-I overruling FMC-II, or FMC-II being no longer good law after the decision in Astrazeneca-I, my understanding is that, in a case where a species patent alone is asserted, Astrazeneca-I upholds the decision in FMC-II as representing the correct legal position. The decision in Astrazeneca-I having been upheld by the Supreme Court by dismissal of the SLP, in a case where the species patent alone is asserted, the correct legal position would be the position taken by this Court in FMC-II.
III. Individual grounds of challenge raised by Mr. Sai Deepak
41. The individual grounds of challenge raised by Mr. Sai Deepak in the present case are all covered by the earlier decisions of this bench in FMC-II, Novartis-I and Novartis-II. Though appeals may have been preferred against these decisions, I have not been informed of any interlocutory order having been passed, staying their operation.
42. I deem it necessary, therefore, only to allude to the relevant passages from the decisions of this bench in FMC-II, Novartis-I and Novartis-II, which address the issues raised by Mr. Sai Deepak, vis-à-vis the facts which arise in the present case, rather than re-analyze the legal position ab initio.
IV. The coverage v. disclosure conundrum and the challenge on the ground of obviousness and lack of inventive step Section 64(1)(f)
43. The aspect of whether coverage and disclosure are the same, or whether coverage implies disclosure, has to be decided on the basis of the judgment of the Supreme Court in Novartis AG, as the Supreme Court has specifically alluded to the point. Howsoever one may interpret or understand Novartis AG, it is not permissible for any court, lower in the judicial hierarchy to the Supreme Court, to allow its judicial peregrinations to take it outside Novartis AG of that decision, when dealing with the aspect of coverage vis-à-vis disclosure.
44. In FMC-II, this Court has analyzed the decision in Novartis AG threadbare, para by para. The conclusion that this Court has arrived is contained in paras 81 to 84 of the decision, which may be reproduced thus:
81. Paras 118, 119 and 134 of the decision in Novartis have, in my view, to be understood in the light of paras 114 and 116, which set out the submissions advanced, before the Supreme Court, by learned Senior Counsel Mr. Subramanium and Mr. Andhiyarujina. Though the submissions of learned Senior Counsel were, as they necessarily had to be, advanced in the light of the factual controversy before the Supreme Court, the propositions advanced were general in nature, and the findings of the Supreme Court, as contained in paras 118, 119 and 134 also, in my opinion, equally omnibus. What was contended, by learned Senior Counsel, as recorded in paras 114 and 116 of the report, was that the scope of coverage is distinct from the scope of disclosure in a patent. This argument stands reiterated, in the same para (para 116) – that coverage that is granted in respect of a patent is not always co-extensive with what is disclosed in the patent. In the light of the Zimmerman invention, learned Senior Counsel contended that the patent may be entitled to larger coverage than what is specifically disclosed in it. The teaching in the patent, it was contended, lay in the disclosure/specification that supports the claim, which describes the invention. Dealing with these submissions, the Supreme Court held, in para 119 of the report, that the dichotomy
sought to be drawn between coverage or claim on the one hand and disclosure or enablement or teaching in a patent on the other hand, (seemed) to strike at the very root of the rationale of the law of patent. The words in a patent, as used by the Supreme Court, indicated of the intent of the Supreme Court to be expounding the law in general terms, and not limited to the Zimmerman patent, or the suit patent before it. In fact, a bare reading of para 118 of the report in Novartis AG makes it clear that the Supreme Court has expressed its view with respect to patents in general. The opening sentence of para 119 of the report is a proposition couched in absolute terms and, in my respectful opinion, it would be folly, on the part of this Court, to restrict those observations to the facts of Novartis AG.
82. According to the Supreme Court (and at the cost of repetition), any dichotomy, sought to be drawn between coverage or claim, and disclosure or enablement or teaching, in a patent, struck at the very root of the rationale of patent law. Obviously, the Supreme Court has disapproved, in no uncertain terms, of any dichotomy being sought to be drawn between coverage and disclosure.
83. Having said that, etymologically, dichotomy is not the same as distinction. The Supreme Court has not held that coverage and disclosure are the same. Nor has it held that there is no distinction between coverage and disclosure. Choosing its words with precision, the Supreme Court has held that there is no dichotomy between coverage and disclosure. Dichotomy is defined, in the Oxford Dictionary, as a division or contrast between two things that are or are being represented as being opposed or entirely different. In holding that there can be no dichotomy between coverage or claim, on the one hand, and disclosure or enablement or teaching, on the other, the Supreme Court has not, therefore, held that they are identical. Accepting the submission of Mr. Sai Deepak would require this Court to place, in the first sentence in para 119 of the report in Novartis AG , the word dichotomy with distinction or difference. That, I am afraid, I cannot do. Apparently, in fact, the Supreme Court has, in disapproving the existence of any wide gap between coverage and disclosure, clarified that it merely disapproved of any dichotomy between these concepts, and was not seeking to hold that the concepts were identical.
84. Indeed, the judgement of the Supreme Court, read thus, would be in entire accord with the covenants of the Patents Act, which make repeated reference, in more than one provision, to disclosure. Clearly, the framers of the Patents Act did not envisage the claim or coverage of the claim, to be identical to disclosure. Nor, for that matter, has the Supreme Court so held. What was being sought to be contended, before the Supreme Court, by learned Senior Counsel was that, though the specific claim in the Zimmerman patent covered Imatinib with its pharmaceutically acceptable salts, and though Imatinib Mesylate was a pharmaceutically acceptable salt of Imatinib and, therefore, covered by the Zimmerman Patent, it was, nevertheless, not disclosed by it. Such an argument, if accepted, would amount to holding that there was complete dichotomy between coverage and disclosure, with no connection between the two. It would amount to holding that, while examining what was disclosed in a patent, the authority, or the Court concerned, was to remain oblivious to the coverage of the patent. Such a dichotomy, which would result in a wide gap between coverage and disclosure was, in terms, disapproved by the Supreme Court. If, however, there was clear coverage of a product in the claim (as was found to exist in the Zimmerman Patent, qua Imatinib Mesylate), it would be difficult for the patent holder to assert, before the Court, that, despite such coverage, the claim did not disclose the product. That, in my view, is what Novartis AG holds. It does not pronounce that coverage and disclosure are identical or synonymous terms, in patent law. The submission, by Mr. Sai Deepak, to that effect cannot, therefore, be accepted.
45. It cannot, therefore, be said that coverage is the same as disclosure or that, by accepting coverage of the impugned product by the genus patent, the plaintiff also admits disclosure.
46. A bare glance at the Markush structure claimed in Claim I of the genus patent IN218, vis-à-vis the chemical structure of Olaparib as claimed in Claim I of the species patent IN720, makes it apparent that Olaparib cannot be said to have been disclosed in the genus patent.
47. Natcos pleadings in this regard are admittedly to be found in paras 89 to 106 of the written statement filed by way of response to the present plaint, which read thus:
89. The following submissions are made without prejudice to the foregoing averments as well as subsequently following submissions under other grounds of revocation.
90. It is submitted that the claims of IN720 lack inventive step and/or are obvious in view of the following prior art, when taken independently or in any combination:
Teachings of WO576
91. WO576 discloses the preparation of specific product claimed in IN720. The specific portions of the complete specification of WO576 specifically teaches and also categorically suggests the the specific substitutions in the Markush structure of WO576 which result in Olaparib claimed in IN720. For the purpose of convenience, the specific portions of the complete specification of WO576 are reproduced below:
WO576 discloses the following compound
wherein
A-B, RN and RC can be optionally substituted.
Substitution of A-B
Page 5 of the complete specification states the second aspect of the present invention wherein
A and B together represent an optionally substituted, fused aromatic ring
At Page 7 of the complete specification describes aromatic ring as follows:
The term “aromatic ring” is used herein in the conventional sense to refer to a cyclic aromatic structure, that is, a cyclic structure having delocalised n-electron orbitals.
Page 7 and Page 8 of the description:
In one group of preferred embodiments, the aromatic group comprises a single aromatic ring, which has five or six ring atoms,
which ring atoms are selected from carbon, nitrogen, oxygen, and
sulphur, and which ring is optionally substituted. Examples of these groups include benzene, pyrazine, pyrrole, thiazole, isoxazole, and oxazole.
Substitution of RC
RC is -CH2-RL;
Substitution of RL
RL is optionally substituted phenyl
At Page 19 of the description:
RL is preferably a benzene ring, naphthalene, pyridine or 1,3- benzodioxole, and more preferably a benzene ring
When RL is a benzene ring, it is preferably substituted